Next Generation Wealth Management Privacy Policy

Next Generation Wealth Management, like other professional service firms that advise on personal financial matters, is required by federal law to inform its clients of its policies regarding the privacy of client information. Our firm is committed to maintaining the confidentiality and security of our client’s personal and private information. Please take a moment to review our privacy policies and procedures that we have implemented to safeguard your nonpublic personal information.

Our Promise to You
As a client of Next Generation Wealth Management, you share both personal and financial information with us. Your privacy is important to us, and we are dedicated to safeguarding your personal and financial information.

Information We Receive From You
In the normal course of doing business, we typically obtain the following non-public personal information about you:

  • Personal information regarding your identity such as name, address and social security number;
  • Information regarding securities transactions effected by us; and
  • Financial information such as net-worth, assets, income, bank account information and account balances.

How We Manage and Protect Your Personal Information
We do not sell information about current or former clients to third parties, nor is it our practice to disclose such information to third parties unless requested to do so by you or your representative or, if necessary, in order to process a transaction, service an account or as permitted by law.  Additionally, we may share information with outside companies that perform administrative services for us. However, our arrangements with these service providers require them to treat your information as confidential.

In order to protect your personal information, we maintain physical, electronic and procedural safeguards to protect your personal information. Our Privacy Policy restricts the use of your information and requires that it be held in strict confidence.

Client Notifications
We are required by law to annually provide to you a notice describing our privacy policy.  In addition, we will inform you promptly if there are changes to our policy. Please do not hesitate to contact us with questions about this notice.

Additional Rights
You may have other primary protections under applicable state laws.  To the extent those state laws apply, we will comply with them with respect to your non‑public personal information.

Next Generation Wealth Management | 10700 Research Drive #150, Milwaukee, WI 53226 | Tel: 414.257.4248
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