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Next Generation Wealth Management Privacy Policy

Next Generation Wealth Management, like other professional service firms that advise on personal financial matters, is required by federal law to inform its clients of its policies regarding the privacy of client information. Our firm is committed to maintaining the confidentiality and security of our client’s personal and private information. Please take a moment to review our privacy policies and procedures that we have implemented to safeguard your nonpublic personal information.

Our Promise to You
As a client of Next Generation Wealth Management, you share both personal and financial information with us. Your privacy is important to us, and we are dedicated to safeguarding your personal and financial information.

Information We Receive From You
In the normal course of doing business, we typically obtain the following non-public personal information about you:

  • Personal information regarding your identity such as name, address and social security number;
  • Information regarding securities transactions effected by us; and
  • Financial information such as net-worth, assets, income, bank account information and account balances.

How We Manage and Protect Your Personal Information
We do not sell information about current or former clients to third parties, nor is it our practice to disclose such information to third parties unless requested to do so by you or your representative or, if necessary, in order to process a transaction, service an account or as permitted by law.  Additionally, we may share information with outside companies that perform administrative services for us. However, our arrangements with these service providers require them to treat your information as confidential.

In order to protect your personal information, we maintain physical, electronic and procedural safeguards to protect your personal information. Our Privacy Policy restricts the use of your information and requires that it be held in strict confidence.

Client Notifications
We are required by law to annually provide to you a notice describing our privacy policy.  In addition, we will inform you promptly if there are changes to our policy. Please do not hesitate to contact us with questions about this notice.

Additional Rights
You may have other primary protections under applicable state laws.  To the extent those state laws apply, we will comply with them with respect to your non‑public personal information.

Disclaimer

Next Generation Wealth Management, Inc. (“NGW”) is an SEC registered investment advisor located in Milwaukee, Wisconsin. NGW and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisors by those states in which NGW maintains clients. NGW may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. NGW’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of NGW’s web site on the Internet should not be construed by any consumer and/or prospective client as NGW’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by NGW with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of NGW, please contact the SEC or the state securities regulators for those states in which NGW maintains a notice filing. A copy of NGW’s current written disclosure statement discussing NGW’s business operations, services, and fees is available from NGW upon written request. NGW does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to NGW’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by NGW), will be profitable or equal any historical performance level(s).

Certain portions of NGW’s web site (i.e., newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, NGW (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from NGW, or from any other investment professional. NGW is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if NGW  is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of NGW by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized advisor.

To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to NGW’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from NGW, or from any other investment professional.

Each client and prospective client agrees, as a condition precedent to his/her/its access to NGW’s web site, to release and hold harmless NGW, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from NGW.

Next Generation Wealth Management, Inc. may collect name, email addresses, mailing addresses and telephone numbers of users who request information through our web site or who communicate to us through our web site.  Please do not provider personal information. We collect this data in order to provide the user the information requested from the firm.  If you provide us with any of this data you may receive periodic information from us about our services.  We will regard this information as confidential and we will not share this information with anyone outside of our firm.

If you do not want these periodic contacts from our firm please let us know and we will remove your information from our database.

Copyright Information

All web pages are intellectual property of Next Generation Wealth Management and are protected by copyright laws. All copyrights for our web site presence are owned by Next Generation Wealth Management  with all rights reserved. Any individual is allowed to view, print, and link to these pages provided they observe the following:

  1. The documents can only be used for non-commercial purposes.
  2. Our documents may not be associated with anything which is illegal, unethical or immoral.
  3. Our documents may only be used for informational purposes.

Next Generation Wealth Management | 10700 Research Drive #150, Milwaukee, WI 53226 | Tel: 414.257.4248
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